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Last updated: July 2020

Important Legal Information

This website is intended for the use of Hong Kong residents only.

The content of this website does not constitute an offer or solicitation to anyone in any jurisdiction in which such offer or solicitation is not authorised or to any person to whom it is unlawful to make such offer or solicitation. No person may treat this website as constituting an invitation to purchase unless in the relevant jurisdiction such an invitation could lawfully be made to such person and any existing registration or other legal requirements have been complied with. This website is not directed to any person in any jurisdiction where the publication or availability of this website is prohibited. It is the responsibility of each person wishing to access the information contained herein, or to make an application for units or shares in any of the funds referred to in this website ("Funds"), to comply with the laws and other requirements of the relevant jurisdiction. By accessing this website, you are representing and warranting that the applicable laws and regulations of your jurisdiction allow you to access the information.

In particular the information contained on this website is not for distribution and does not constitute an offer to sell or the solicitation of any offer to buy any securities in the United States of America or for the benefit of any United States persons. The Funds have not been and will not be registered under the U.S. Securities Act of 1933, as amended, and may not be publicly offered in the United States.

The information contained on this website does not constitute investment advice. An investment in the Funds may not be suitable for all investors and if you are unclear about any of the information contained on this website, please consult your stockbroker, lawyer, accountant, bank manager or other financial adviser.

There is no assurance that the investment objectives of any of the Funds will be achieved.  Past performance may not be a reliable guide to future performance. Investment involves risk. Investments may fall as well as rise in value. An investment should only be made by those persons who could sustain a loss on their investment. If investment returns are not denominated in USD/HKD, USD/HKD-based investors are exposed to exchange rate fluctuations.

This website (including this information) shall be governed by Hong Kong law and the Hong Kong courts shall have exclusive jurisdiction over any actions, claims, disputes or proceedings arising out of or in connection with this website.

Important Risk Disclosure:

PineBridge Global Funds

  • PineBridge Global Funds is an open-ended umbrella unit trust with a number of sub-funds with different investment objectives and risk profiles. These sub-funds may invest in equities, debt securities, money market securities and/or other instruments, including financial derivatives instruments (“FDIs”).
  • Sub-funds with exposure to equity and equity-related securities may be subject to risks such as equity, market volatility, currency, counterparty and liquidity risks. 
  • Sub-funds with exposure to debt securities or debt instruments with loss-absorption features may be subject to risks such as fixed income, market volatility, currency, sovereign debt, counterparty risks, and risk associated with instruments with loss-absorption features.  Some sub-funds may invest in below investment grade or unrated debt securities which may be subject to higher liquidity and default risks. Some sub-funds may invest in mortgage-based securities and other asset based securities, which may be subject to additional risks such as interest rate, prepayment and extension risks.
  • Some sub-funds may invest in collective investment schemes (including real estate investment trusts) and may be exposed to the risks associated with the underlying funds.
  • Some sub-funds may use proprietary / third party quantitative algorithms and models and/or adopt risk constrained strategies which may be exposed to additional risks such as quantitative model, risk-constrained strategy risks.  Some sub-funds may adopt an asset allocation strategy which may be exposed to additional risks such as asset allocation risk. 
  • Some sub-funds may invest primarily in a single region / country or limited number of market(s) or small / medium-sized companies and may be subject to additional risks such as country selection risk and higher concentration, currency, liquidity and market volatility risks.   Some sub-funds may invest primarily in European countries and may be subject to additional risks such as Eurozone debt crisis risk.
  • Sub-funds with exposure in emerging markets (including China and India) may be subject to additional risks such as emerging markets, liquidity, and market volatility risks.  Sub-funds with exposure to the economies of the People’s Republic of China (“PRC”) may be subject to additional risks such as political and economic considerations, PRC tax, currency, investment in China and custody and counterparty risks, risks associated with Stock Connect and Bond Connect and risks associated with Small and Medium Enterprise Board and/or ChiNext Market.  Sub-funds with exposure to the economy of India may be subject to additional risks such as Indian exchange control risk and Indian taxation regarding the Mauritian subsidiary risk.
  • Sub-funds may use FDIs for efficient portfolio management (including hedging) and/or investment purpose but will not use FDIs extensively for any purpose.  Some sub-funds may also use FDIs to provide exposure to and to take synthetic short positions on securities. These sub-funds may be subject to additional risk such as contract for difference, counterparty, liquidity, correlation, credit, volatility, valuation and settlement risks which can have an adverse effect on the net asset value of the sub-funds.
  • Investors may be subject to substantial losses due to investment loss risk and the leveraging effect of using FDIs.
  • Dividends, if any, may be paid out of capital of some sub-funds at the discretion of the manager. This amounts to a return or withdrawal of part of an investor’s original investment or from any capital gains attributable to that original investment and may result in an immediate decrease in the net asset value of the sub-funds.
  • Investors should not rely solely on this website to make investment decisions. You should read the offering documents of the relevant sub-funds for further details including the risk factors.

PineBridge Fund Series

  • PineBridge Fund Series is an umbrella unit trust with a number of sub-funds with different investment objectives and risk profiles. These sub-funds may invest in equities, debt securities, money market securities and/or other instruments, including financial derivatives instruments (“FDIs”).
  • Sub-funds with exposure to equity and equity-related securities may be subject to risks such as equity, investment, liquidity and currency risks.
  • Sub-funds with exposure to fixed or floating rate fixed income securities, debt instruments with loss-absorption features or money market instruments may be subject to risks such as fixed income, sovereign debt, counterparty, downgrade, credit, interest rate, settlement, liquidity and currency risks, and risk associated with instruments with loss-absorption features.
  • Some sub-funds may invest primarily in single country / region or limited number of market(s) and may be subject to higher concentration, currency, liquidity and market volatility risks.  Some sub-funds may invest primarily in European countries and may be subject to additional risks such as Eurozone debt crisis risk.
  • Sub-funds with exposure in emerging markets (including China and India) may be subject to additional risks such as emerging markets, liquidity and market volatility risks.  Sub-funds with exposure to the economies of the People’s Republic of China (“PRC”) may be subject to additional risks such as investment in China, PRC tax, and risks associated with Stock Connect and the Small and Medium Enterprise Board and/or ChiNext Market.  Sub-funds with exposure to the economies of India may be subject to additional risks such as risks associated with investing in India.
  • Sub-funds may use financial derivatives instruments (“FDIs”) for hedging purposes, and may be exposed to additional risks such as counterparty, liquidity, correlation, credit, volatility, valuation and settlement risks.
  • Investors may be subject to substantial losses due to investment loss risk and the use of FDIs.    
  • Investors should not rely solely on this website to make investment decisions. You should read the offering documents of the relevant sub-funds for further details including the risk factors.

General Information:

The information contained in this website is being furnished by PineBridge Investments Asia Limited and/or its affiliates (together “PineBridge”). This website is published by PineBridge Investments Asia Limited, a company incorporated in Bermuda with limited liability, and has not been reviewed by the Securities and Futures Commission of Hong Kong (the “SFC”).

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Copyright © 2020 PineBridge Investments. All Rights Reserved.
~/master-page/countryselector.json ~/en-hk/configuration.json ~/_site-config/fund-segmentation-disclaimers/fundsegmentationdisclaimers.json intermediary and individual Top

PineBridge Investments is a group of international companies that provides investment advice and markets asset management products and services to clients around the world. PineBridge Investments is a registered trademark proprietary to PineBridge Investments IP Holding Company Limited.

Readership: This document is intended solely for the addressee(s) and may not be redistributed without the prior permission of PineBridge Investments. Its content may be confidential, proprietary, and/or trade secret information. PineBridge Investments and its subsidiaries are not responsible for any unlawful distribution of this document to any third parties, in whole or in part.

Opinions: Any opinions expressed in this document represent the views of the manager, are valid only as of the date indicated, and are subject to change without notice. There can be no guarantee that any of the opinions expressed in this document or any underlying position will be maintained at the time of this presentation or thereafter. We are not soliciting or recommending any action based on this material.

Risk Warning: All investments involve risk, including possible loss of principal. If applicable, the offering document should be read for further details including the risk factors. Our investment management services relate to a variety of investments, each of which can fluctuate in value. The investment risks vary between different types of instruments. For example, for investments involving exposure to a currency other than that in which the portfolio is denominated, changes in the rate of exchange may cause the value of investments, and consequently the value of the portfolio, to go up or down. In the case of a higher volatility portfolio, the loss on realization or cancellation may be very high (including total loss of investment), as the value of such an investment may fall suddenly and substantially. In making an investment decision, prospective investors must rely on their own examination of the merits and risks involved.

Performance Notes: Past performance is not indicative of future results. There can be no assurance that any investment objective will be met. PineBridge Investments often uses benchmarks for the purpose of comparison of results. Benchmarks are used for illustrative purposes only, and any such references should not be understood to mean there would necessarily be a correlation between investment returns of any investment and any benchmark. Any referenced benchmark does not reflect fees and expenses associated with the active management of an investment. PineBridge Investments may, from time to time, show the efficacy of its strategies or communicate general industry views via modeling. Such methods are intended to show only an expected range of possible investment outcomes, and should not be viewed as a guide to future performance. There is no assurance that any returns can be achieved, that the strategy will be successful or profitable for any investor, or that any industry views will come to pass. Actual investors may experience different results.

Information is unaudited unless otherwise indicated, and any information from third-party sources is believed to be reliable, but PineBridge Investments cannot guarantee its accuracy or completeness.

This document and the information contained herein does not constitute and is not intended to constitute an offer of securities or provision of financial advice and accordingly should not be construed as such. The  securities and any other products or services referenced in this document may not be licensed in all jurisdictions, and unless otherwise indicated, no regulator or government authority has reviewed this document or the merits of the products and services referenced herein. This document and the information contained herein has been made available in accordance with the restrictions and/or limitations implemented by any applicable laws and regulations.  This document is directed at and intended for institutional and qualified investors (as such term is defined in each jurisdiction in which the security is marketed).  This document is provided on a confidential basis for informational purposes only and may not be reproduced in any form. Before acting on any information in this document, prospective investors should inform themselves of and observe all applicable laws, rules and regulations of any relevant jurisdictions and obtain independent advice if required.  This document is for the use of the named addressee only and should not be given, forwarded or shown to any other person (other than employees, agents or consultants in connection with the addressee’s consideration thereof).

Country Disclosures:

Australia: PineBridge Investments LLC is exempt from the requirement to hold an Australian financial services license under the Corporations Act 2001 (Cth) in respect of the financial services it provides to wholesale clients, and is not licensed to provide financial services to individual investors or retail clients. Nothing herein constitutes an offer or solicitation to anyone in or outside Australia where such offer or solicitation is not authorised or to whom it is unlawful. This information is not directed to any person to whom its publication or availability is restricted.

Brazil: PineBridge Investments is not accredited with the Brazilian Securities Commission - CVM to perform investment management services. The investment management services may not be publicly offered or sold to the public in Brazil. Documents relating to the investment management services as well as the information contained therein may not be supplied to the public in Brazil.

Chile: PineBridge Investments is not registered or licensed in Chile to provide managed account services and is not subject to the supervision of the Comisión para el Mercado Financiero of Chile (“CMF”). The managed account services may not be publicly offered or sold in Chile.

Colombia: This document does not have the purpose or the effect of initiating, directly or indirectly, the purchase of a product or the rendering of a service by PineBridge Investments ("investment adviser") to Colombian residents. The investment adviser’s products and/or services may not be promoted or marketed in Colombia or to Colombian residents unless such promotion and marketing is made in compliance with decree 2555 of 2010 and other applicable rules and regulations related to the promotion of foreign financial and/or securities related products or services in Colombia. The investment adviser has not received authorisation of licensing from The Financial Superintendency of Colombia or any other governmental authority in Colombia to market or sell its financial products or services in Colombia. By receiving this document, each recipient resident in Colombia acknowledges and agrees that such recipient has contacted the investment adviser at its own initiative and not as a result of any promotion or publicity by the investment adviser or any of its representatives. Colombian residents acknowledge and represent that (1) the receipt of this presentation does not constitute a solicitation from the investment adviser for its financial products and/or services, and (2) they are not receiving from the investment adviser any direct or indirect promotion or marketing of financial products and/or services. Marketing and offering of products and/or services of a foreign financial [or securities related] entity represented in Colombia.

Promoción y oferta de los negocios y servicios de la entidad del mercado de valores del exterior [o financiera, según sea el caso] representada en Colombia.

Dubai: PineBridge Investments Europe Limited is regulated by the Dubai Financial Services Authority as a Representative Office.

Germany: PineBridge Investments Deutschland GmbH is authorised and regulated by the Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin).

Hong Kong: The issuer of this document is PineBridge Investments Asia Limited, a company incorporated in Bermuda with limited liability, licensed and regulated by the Securities and Futures Commission (SFC). This document has not been reviewed by the SFC.

Ireland: Approved by PineBridge Investments Ireland Limited. This entity is authorised and regulated by the Central Bank of Ireland.

Israel: PineBridge Investments is neither licensed nor insured under the Israeli Investment Advice Law.

Japan: This document is not, and under no circumstances is to be considered as, a public offering of securities in Japan. No registration pursuant to Article 4 paragraph 1 of Japan’s Financial Instruments and Exchange Act (“FIEA”) has been or will be made with respect to any solicitation of applications for acquisition of interests of any vehicle or any account that may be undertaken, on the grounds that any such solicitation would constitute a “solicitation for qualified institutional investors” as set forth in Article 23-13, paragraph 1 of the FIEA. In Japan, this document is directed at and intended for qualified institutional investors (as such term is defined in Article 2, paragraph 3, item 1 of the FIEA; “QIIs”). If any offering is to be made, that would be made on the condition that each investor enters into an agreement whereby the investor covenants not to transfer its interests (i) to persons other than QIIs, or (ii) without entering into an agreement whereby the transferee covenants not to transfer its interests to persons other than QIIs.

Kuwait: The offering of any security in any vehicle has not been approved or licensed by the Kuwait Capital Markets Authority or any other relevant licensing authorities in the State of Kuwait, and accordingly does not constitute a public offer in the State of Kuwait in accordance with Law no. 7 for 2010 regarding the Establishment of the Capital Markets Authority and the Regulating Securities Activities (“CMA Law”). This document is strictly private and confidential and is being issued to a limited number of professional investors: A) who meet the criteria of a Professional Client by Nature as defined in Article 2-6 of Module 8 of the Executive Regulations No. 72 of 2015 of the CMA Law; B) upon their request and confirmation that they understand that the securities have not been approved or licensed by or registered with the Kuwait Capital Markets Authority or any other relevant licensing authorities or governmental agencies in the State of Kuwait; and must not be provided to any person other than the original recipient, and may not be reproduced or used for any other purposes whatsoever.

Malaysia: PineBridge Investments Malaysia Sdn Bhd is licensed and regulated by Securities Commission of Malaysia (SC).  This material is not reviewed or endorsed by the SC.

Peru: Specifically, the Interests will not be subject to a public offering in Peru. The Interests described herein have not been and will not be approved by or registered with the Peruvian Superintendency of Capital Markets (Superintendencia del Mercado de Valores, or the “SMV”) or the Lima Stock Exchange (Bolsa de Valores de Lima). Accordingly, the Interests may not be offered or sold in Peru except, among others, if such offering is considered a private offer under the securities laws and regulations of Peru. The Interests cannot be offered or sold in Peru or in any other jurisdiction except in compliance with the securities laws thereof. In making an investment decision, institutional investors (as defined by Peruvian law) must rely on their own examination of the terms of the offering of the Interests to determine their ability to invest in the Interests. All content in this document is for information or general use only. The information contained in this document is referential and may not be construed as an offer, invitation or recommendation, nor should be taken as a basis to take (or stop taking) any decision. This document has been prepared on the basis of public information that is subject to change. This information may not be construed as services provided by PineBridge Investments within Peru without having the corresponding banking or similar license according to the applicable regulation.

Singapore: PineBridge Investments Singapore Limited is licensed and regulated by the Monetary Authority of Singapore (MAS). In Singapore, this material may not be suitable to a retail investor and is not reviewed or endorsed by the MAS.

Switzerland: In Switzerland, PineBridge Investments Switzerland GmbH classes this communication as a financial promotion and is solely intended for professional investors only.

Taiwan: PineBridge Investments Management Taiwan Ltd. Is licensed and regulated by Securities and Futures Bureau of Taiwan (SFB). In Taiwan, this material may not be suitable to investors and is not reviewed or endorsed by the SFB.

United Kingdom: PineBridge Investments Europe Limited is authorised and regulated by the Financial Conduct Authority (FCA). In the UK this communication is a financial promotion solely intended for professional clients as defined in the FCA Handbook and has been approved by PineBridge Investments Europe Limited. Should you like to request a different classification, please contact your PineBridge representative.

Uruguay: The sale of the securities qualifies as a private placement pursuant to section 2 of Uruguayan law 18.627. The issuer represents and agrees that it has not offered or sold, and will not offer or sell, any securities to the public in Uruguay, except in circumstances which do not constitute a public offering or distribution under Uruguayan laws and regulations. The securities are not and will not be registered with the Central Bank of Uruguay to be publicly offered in Uruguay. The securities correspond to investment funds that are not investment funds regulated by Uruguayan law 16,774 dated 27 September 1996, as amended.

As of 31 March 2020